FAN’S PEN AND AUTHOR’S RIGHTS: COPYRIGHT LAW AND DELICATE BALANCE OF FANFICTION

Prajwalita Pal
Bangalore Institute of Legal Studies

Introduction

Creative writing derived from others is called fanfiction. It shows how much an author loves the book, movie, television show, or any other type of media that sparked the writer’s creativity. In particular, on this website, Archive of Our Own, or AO3 for short, some fanfictions are as popular; as many as half of all fanfictions written on AO3 were written to be an extension of a fan’s original work(s).

The popularity of fanfiction raises copyright questions, as the writers use characters, locations, storylines and plots from other people’s works without asking for permission first. Copyright owners and the right to use copyrighted material, such as book characters, movies, or music, to give others the ability to express themselves artistically through their own fanfiction, is a highly debated and controversial legal issue. This post will discuss how the Courts try to protect both Copyright Owners and the public’s rights to create derivative works.

Legal Challenge: Fanfiction as Derivative Work

Before we delve deep into the dispute at hand, one must first understand the very fundamentals of the copyright law. Copyright allows creators or authors to retain sole rights over their creations, which allows the creator or author the ability to reproduce, copy, and, most importantly, within the context of this case, create derivative works of their original works.

Derivative Dilemma

Fanfiction has been defined, legally, as a form of derivative work. Derivative Works are defined as anything that is created that is “based on one (1) or more pre-existing works, such as a translation, music arrangement (or adaptation), dramatisation, fictionalisation, motion picture, or sound recording, or other forms that a work may be expressed, transformed or re-adapted.”

Fanfiction is considered legally as an unauthorised “fictionalisation” or adaptation of a pre-existing work, such as the works of J.R.R. Tolkien or the world of Star Trek. As such, fanfiction is considered a legal infringement of the original creator or author of the pre-existing work, and thus the original creator or author has the right to create derivative works off of his or her original works.

With the utilization of copyrighted elements, well-defined and identifiable characters such as James Bond or Rocky Balboa add a whole other layer of complexity regarding the validity of fanfiction; this is shown in Anderson v. Stallone (1989), in which it was determined that the degree to which the characters in the Rocky Film are developed, and the extent to which their characters have been copyrighted, had set a high threshold as to what constitutes a valid derivative work.

Fan’s Shield: Doctrine of Fair Use (U.S. Law)

In the United States, one major legal protection for fanfiction creators is through a legal doctrine known as Fair Use, as codified in section 107 of the US Copyright Act of 1976. Fair use establishes an exception to copyright by allowing limited uses of copyrighted material without obtaining permission from the copyright holder when such uses are for criticism, commentary, news reporting, teaching, scholarship, or research.

The courts will apply four non-exclusive factors when analysing whether a use is considered “fair”:

Purpose and character of Use (Transformative Use)

This is arguably one of the most important factors for fanfiction writers. The courts will look to see whether the new creation merely supplants or supersedes the original or if the new creation adds something of additional meaning, expression, or purpose to the original.

Transformative Use: Works that provide commentary, parody, or criticism are highly likely to be found to be transformative. See Campbell v. Acuff-Rose Music, 1994 (Supreme Court). A lot of fanfiction works revolving around Alternate Universes, shipping-character relationships, or political and social commentary on the original text could well be argued to be transformative. Thus, the balance would more than likely tip in favour of finding fair use.

Non-Commercial: The majority of fanfiction is totally free and distributed without charge; this makes it non-commercial. This usually weighs in favour of finding fair use. However, this alone may not be sufficient to justify fair use.

Nature of Copyrighted Work

As with wording, factual versus fiction, it also takes into consideration whether the original work is factual – less protected – or fictional – more protected. Fanfiction, books, movies, and TV shows are usually made of highly creative sources of materials and therefore often result in the majority of fans losing on the scope of their rights as creators.

Amount and Substantiality of Portion Used

This considers both the quantitative and the qualitative aspects of the material that was taken from the original work. Fanfiction does not normally take the original text verbatim. However, it does borrow many of its primary plot structures, main characters and fictional settings, e.g. Hogwarts, Middle-earth. A fanfiction can take a significant amount of both the quantitative and qualitative aspects of the original work, and the customer will find it difficult to demonstrate fair use in that case.

Effect of the Use Upon Potential Market

This factor considers whether the fanfiction will cause economic harm to the original work, more particularly whether it will harm the original creator’s future derivative works, i.e. sequels, spinoffs and movie adaptations.

Techniques and information featured on Fanfiction pages can directly influence that of an Original Writer and ultimately their marketability. Non-Economic Fanfiction does, therefore, generally side with the writer of a Fanfiction. At the same time, Commercialized Fanfiction that competes with a future Original Sequel will generally lead to a severe loss of market potential, thus placing an even heavier burden on the original creator in terms of proving that Commercialization is harmful.

Case Studies and Commercial Line

Two things can draw a line between acceptable fan creativity and infringement: Transformation and Commercialisation.

The Commercialisation: Trap Salinger v. Colting

Salinger v. Colting, decided in 2010, was one of the first and most significant legal distinctions in terms of “transformation”. Fredrik Colting wrote 60 Years Later: Coming through the Rye as an unauthorised sequel to the work of J.D. Salinger – “Catcher in the Rye” and tells the story of Holden Caulfield at the age of 76. The court found that because it was sold commercially, in conjunction with a continuation rather than a commentary or parody of Salinger, the court denied his use of the defence of “fair use”. Furthermore, the connection to Salinger’s right to author a sequel through his work is what ultimately caused the fan work to be found “illegal”.

Fan Films – A Grey Area: Paramount v. Axanar

The case of Paramount and CBS v. Axanar brought into focus the legal implications involved with professional-grade fan-made productions. The Axanar film project was crowdfunded and raised over $1 million, purposed to produce a professional-grade feature film-length prequel. Paramount and CBS filed a lawsuit contending that the film was in copyright violation of Star Trek by using too many copyrighted elements within the Star Trek universe, including Klingon Language, Federation uniforms, Starfleet vessels and Geographical Names, Beacon Monitoring stations, etc.

Successful Commercial Shift: Fifty Shades of Grey

Fifty Shades of Grey by E. L. James is one of the most popular and successful works to transition from fanfiction as a Twilight fanfiction titled Master of the Universe. Success for this publication can be attributed to the ability of the author to distinguish this work from the Twilight franchise before its publication. This was to allow the work to be published without any legal implications. In removing the connection to the Twilight series, the following was performed by the author:

1. Changed all character names.

2. Removed all mentions of Twilight, namely: vampires, werewolves, Forks, etc.

3. The theme was changed from supernatural romance to a BDSM/power dynamic story.

Since the author made the work substantively original as to expression, theme, and character, an entirely different copyrighted work was created that is not a derivative of Twilight.

4. National Perspectives: The Narrower Scope of Fair Dealing in India

In the United States, the doctrine of Fair Use is broad and adaptable, while a much narrower option called Fair Dealing is used in India.

The Act does this by providing an indicative list in Section 52 of the purposes for which users may use a protected work without consent, including criticism/review, news reporting, and personal/private use.

While the transformative use aspect of fair use plays a large role in many cases regarding fair use in the U.S., it is not similarly defined or protected in India.

In India, for fanfiction to arguably be covered by a Fair Dealing exception, it would need to squarely fall under one of the categories listed in section 52, for example, clearly be a criticism/review of the original book.

Further, section 57 of the Copyright Act, 1957 grants moral rights and enables authors to object to any distortion, modification, or mutilation of the work that might injure the honour and reputation of the author.

Changing the character of a favourite character in a fanfiction could theoretically be a basis for a claim of violation of the author’s moral rights.

The non-commercial and non-competitive nature of most fanfiction is probably the main reason that most copyright holders put up with it but make no legal moves to stop it. This is where many original creators finalise their assertion of the right to create fanfiction.

Practical Guidance for Fanfiction Writers

Navigating this grey area involves prudence. By and large, copyright owners do not care about what fans put online without charge on websites like FanFiction.net or Archive of Our Own. Nonetheless, fans can reduce their risk by undertaking some precautions.

No Commercialisation: Fans are not to sell their fanfiction; that is, they should not try to make money off of their fanfiction either by plotting it or doing some sort of ‘crowdfunding’ thing.

Transformative Use: This could be adding new commentary, perspective, critiquing or commentary, etc., by the fan reader. The more transformative the fanfiction is, the stronger the fair use claim will be.

Using Disclaimers: The use of disclaimers-for example, “I do not own these characters/settings”-does not actually offer any real legal protection. They do, however, show a lack of infringing intent and also a respect towards the original creator. This would reduce the risk of infringement.

Scrub your work before publication: In case a piece of fanfiction has commercial value, the author should scrub it completely, changing the character names, location, and other proprietary features of the lore, before seeking to publish it.

Conclusion

Digital technology has come to redefine how consumers position themselves both in and out of a relationship with their favourite creators. No longer do fans simply sit back and passively consume a product; rather, fans participate with the author in new ways, providing abundant opportunities for collaborative creativity, while cultural literacy is improved at the same time.

There is little concern that copyright laws will be enacted anytime soon to reflect this new form of collaboration; however, the Fair Use doctrine allows the courts to continue to provide some level of protection to non-profit and transformative works before the final resolution of all fair use cases.

With developments such as Amazon’s now-defunct Kindle Worlds program, the likely growth of the popularity of fan fiction will be primarily driven by both continued licensing of non-profit use by large corporations and the establishment of cultural norms established by major rights-holders for the creation and distribution of creative works. Understanding the distinction between derivative works and transformative commentary, it opens up avenues for creators and fans to strike a balance in creating, respecting, and enjoying single-party intellectual property.

References

  1. Anonymous. (2024). Copyright Law and Fanfiction. J INTELLECTUAL PROP RIGHTS, 29(4), 398. This is a general analysis of derivative works and fair use factors.
  2. Intepat IP (2024). Copyright Law and Fanfiction: Navigating the Intersection of Creativity and Intellectual Property. Intepat IP Blog. (Discusses derivative works, fair dealing in India and transformative use)
  3. Legal issues with fan fiction (2025). In Wikipedia. (References Anderson v. Stallone and Campbell v. Acuff-Rose Music)
  4. Winter, L. (2025). The Legal Status of Fanfiction: A Comprehensive Guide for Writers and Readers. Lyric Winter Blog. (Discusses transformative work, Anderson v. Stallone, and Paramount v. Axanar).
  5. Jus Corpus. (2024). FAN-FICTION: EXPRESSION OR TRANSGRESSION? COMPARATIVE PERSPECTIVES ON THE LEGALITY OF FAN FICTION UNDER THE COPYRIGHT LAWS OF THE US AND INDIA. Jus Corpus Law Journal. (Compares Fair Use and Fair Dealing, mentions Salinger v. Colting).
  6. Singh, A. (2024). “Fan Fiction” and Copyright Liabilities: An Analysis from the American Legal Perspective. CSIPR, NLIU. (Discusses the two principles governing disputes: Fair Use and Derivative vs. Transformative Works).
  7. VLAA. (2024). The Role of Copyright Law in Fanfiction. VLAA Blog. Discusses the four factors of fair use and the Salinger v. Colting case.
  8. Alter, K. (2014). Copyright and the Commercialisation of Fanfiction. Houston Law Review. This covers the commercial shift, citing Fifty Shades of Grey. 9. YLCC. (2025). The Protection of Fan Fiction Under Copyright Law in India. YLCC Blog. Available at: (Discusses derivative rights, Fair Dealing and Moral Rights under the Indian Copyright Act)

Share Us On Socials

Other Recent Blog Posts